Company · CIK 0000720005 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
RAYMOND JAMES FINANCIAL INC · RJF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2017 MForm 4 → | Feb 21, 9:51 am EST | Susan N StoryDirector | 2,849 | — | — | 18,715 | — | plan? |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:46 am EST | Robert SaltzmanDirector | 2,849 | — | — | 18,357 | — | plan? |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:39 am EST | Roderick C McGearyDirector | 2,849 | — | — | 3,397 | — | plan? |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:35 am EST | Benjamin EstyDirector | 2,849 | — | — | 6,357 | — | plan? |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:27 am EST | Jeffrey N EdwardsDirector | 2,849 | — | — | 7,057 | — | plan? |
| Feb 16, 2017 MForm 4 → | Feb 21, 9:17 am EST | Gordon L JohnsonDirector | 2,849 | — | — | 10,907 | — | plan? |
| Feb 16, 2017 MForm 4 → | Feb 21, 8:59 am EST | Charles von ArentschildtDirector | 2,849 | — | — | 3,935 | — | plan? |
| Feb 13, 2017 SForm 4 → | Feb 14, 3:18 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 7,752 | $77.75 | $602,700 | 53,636 | −12.6% | plan? |
| Feb 9, 2017 MForm 4 → | Feb 9, 2:17 pm EST | Tashtego S ElwynPresident - RJA | 2,418 | $37.87 | $91,570 | 17,875 | — | plan? |
| Feb 7, 2017 SForm 4 → | Feb 8, 9:54 am EST | Dennis W ZankChief Operating Officer | 12,500 | $76.98 | $962,266 | 146,393 | −7.87% | plan? |
| Feb 1, 2017 GForm 4 → | May 24, 10:36 am EDT | Thomas A JamesChairman Emeritus, Director, 10% Owner | 662,754 | — | — | 662,754 | — | plan? late |
| Jan 31, 2017 SForm 4 → | Feb 1, 10:41 am EST | George CataneseSVP, Chief Risk Officer | 4,500 | $74.53 | $335,397 | 4,678 | −49.0% | plan? |
| Jan 30, 2017 SForm 4 → | Jan 31, 8:43 am EST | Tashtego S ElwynPresident - RJA | 791 | $74.03 | $58,558 | 15,457 | −4.87% | plan? |
| Jan 30, 2017 MForm 4 → | Jan 31, 8:43 am EST | Tashtego S ElwynPresident - RJA | 791 | $37.87 | $29,955 | 16,248 | — | plan? |
| Jan 25, 2017 GForm 4 → | Jan 26, 1:25 pm EST | Tashtego S ElwynPresident - RJA | 200 | — | — | 50 | — | plan? |
| Jan 19, 2017 FMForm 4 → | Jan 23, 4:10 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 1,801 | $39.40 | $70,956 | 162,724 | — | plan? |
| Jan 6, 2017 FMForm 4 → | Jan 10, 11:51 am EST | Jeffrey E TrocinExecutive Vice President - RJF | 5,029 | $39.76 | $199,969 | 161,905 | — | plan? |
| Jan 4, 2017 FMForm 4 → | Jan 5, 4:04 pm EST | Jennifer C AckartSVP, Controller | 9,623 | $39.42 | $379,369 | 20,499 | — | plan? |
| Jan 4, 2017 MForm 4 → | Jan 5, 1:16 pm EST | Scott A CurtisPresident - RJFS | 7,057 | $27.10 | $191,245 | 54,176 | — | plan? |
| Jan 3, 2017 FForm 4 → | Jan 5, 4:17 pm EST | Paul C ReillyChief Executive Officer, Director | 3,293 | $69.68 | $229,456 | 133,970 | — | plan? |
| Jan 3, 2017 FForm 4 → | Jan 5, 3:07 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 649 | $69.68 | $45,222 | 41,513 | — | plan? |
| Jan 3, 2017 FForm 4 → | Jan 5, 1:59 pm EST | John C Carson Jr.President | 1,203 | $69.68 | $83,825 | 51,400 | — | plan? |
| Jan 3, 2017 MForm 4 → | Jan 4, 11:56 am EST | Dennis W ZankChief Operating Officer | 11,310 | $43.47 | $491,676 | 158,893 | — | plan? |
| Dec 28, 2016 GForm 4 → | May 23, 2017, 2:28 pm EDT | Francis S GodboldVice Chairman, Director | 1,000 | — | — | 198,000 | — | plan? late |
| Dec 23, 2016 GForm 4 → | Jan 5, 2017, 1:32 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 1,197 | — | — | 159,554 | — | plan? late |
| Dec 22, 2016 GForm 4 → | Dec 27, 11:36 am EST | Tashtego S ElwynPresident - RJA | 316 | — | — | 15,557 | — | plan? |
| Dec 15, 2016 SForm 4 → | Dec 19, 1:41 pm EST | Dennis W ZankChief Operating Officer | 4,095 | $73.08 | $299,270 | 147,583 | −2.70% | plan? |
| Dec 15, 2016 SForm 4 → | Dec 19, 11:08 am EST | George CataneseSenior Vice President | 1,179 | $71.89 | $84,762 | 9,178 | −11.4% | plan? |
| Dec 14, 2016 GForm 4 → | Dec 19, 2:51 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 395 | — | — | 44,723 | — | plan? late |
| Dec 13, 2016 FMForm 4 → | Dec 15, 4:22 pm EST | Paul C ReillyChief Executive Officer, Director | 18,579 | $71.60 | $377,332 | 137,263 | — | plan? |
| Dec 13, 2016 MForm 4 → | Dec 15, 8:45 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 7,752 | $27.10 | $149,050 | 3,740 | — | plan? |
| Dec 13, 2016 FMForm 4 → | Dec 15, 8:30 am EST | Scott A CurtisPresident - RJFS | 2,743 | $71.60 | $57,996 | 47,119 | — | plan? |
| Dec 13, 2016 FMForm 4 → | Dec 15, 8:17 am EST | George CataneseSenior Vice President | 484 | $71.60 | $10,239 | 10,357 | — | plan? |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:28 pm EST | Thomas A JamesExecutive Chairman, Director, 10% Owner | 3,071 | — | — | 13,339,786 | — | plan? |
| Dec 13, 2016 FMForm 4 → | Dec 14, 4:14 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,907 | $71.60 | $61,504 | 42,162 | — | plan? |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:08 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 1,837 | — | — | 23,581 | — | plan? |
| Dec 13, 2016 FMForm 4 → | Dec 14, 4:03 pm EST | John C Carson Jr.President | 6,903 | $71.60 | $146,064 | 52,603 | — | plan? |
| Dec 13, 2016 MForm 4 → | Dec 14, 3:56 pm EST | Steven M RaneyPresident & CEO RJBank | 717 | — | — | 25,899 | — | plan? |
| Dec 13, 2016 FMForm 4 → | Dec 14, 3:47 pm EST | Jennifer C AckartSVP, Controller | 289 | $71.60 | $4,439 | 16,122 | — | plan? |
| Dec 13, 2016 MForm 4 → | Dec 14, 3:39 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 4,351 | — | — | 160,751 | — | plan? |
| Dec 13, 2016 MForm 4 → | Dec 14, 3:00 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 2,048 | — | — | 45,118 | — | plan? |
| Dec 12, 2016 FMForm 4 → | Dec 14, 3:28 pm EST | Tashtego S ElwynPresident - RJA | 5,229 | $41.47 | $122,506 | 15,873 | — | plan? |
| Dec 9, 2016 GMForm 4 → | Dec 15, 8:37 am EST | Dennis W ZankChief Operating Officer | 4,155 | — | — | 151,678 | — | plan? late |
| Dec 8, 2016 SForm 4 → | Dec 9, 12:51 pm EST | John C Carson Jr.President | 20,000 | $73.83 | $1,476,574 | 49,780 | −28.7% | plan? |
| Dec 7, 2016 GForm 4 → | May 26, 2017, 1:43 pm EDT | Jennifer C AckartSVP, Controller | 90 | — | — | 15,867 | — | plan? late |
| Dec 7, 2016 GForm 4 → | Dec 8, 2:08 pm EST | George CataneseSenior Vice President | 95 | — | — | 10,159 | — | plan? |
| Dec 7, 2016 SForm 4 → | Dec 8, 1:50 pm EST | Steven M RaneyPresident & CEO RJBank | 11,310 | $73.19 | $827,834 | 25,387 | −30.8% | plan? |
| Dec 6, 2016 FGMForm 4 → | Dec 8, 1:50 pm EST | Steven M RaneyPresident & CEO RJBank | 16,568 | $37.54 | $614,190 | 25,182 | — | plan? |
| Dec 5, 2016 FMForm 4 → | Dec 7, 4:41 pm EST | Paul C ReillyChief Executive Officer, Director | 5,828 | $33.70 | $196,375 | 129,224 | — | plan? |
| Dec 5, 2016 SForm 4 → | Dec 6, 2:47 pm EST | Dennis W ZankChief Operating Officer | 7,910 | $73.22 | $579,196 | 147,643 | −5.09% | plan? |
| Dec 1, 2016 GForm 4 → | Dec 2, 2:24 pm EST | Scott A CurtisPresident - RJFS | 340 | — | — | 45,996 | — | plan? |
| Nov 30, 2016 SForm 4 → | Dec 1, 4:51 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 16,500 | $71.80 | $1,184,619 | 21,744 | −43.1% | plan? amended |
| Nov 29, 2016 SForm 4 → | Dec 1, 7:36 am EST | Paul C ReillyChief Executive Officer, Director | 50,000 | $71.26 | $3,562,780 | 125,052 | −28.6% | plan? |
| Nov 29, 2016 MForm 4 → | Nov 30, 4:44 pm EST | Dennis W ZankChief Operating Officer | 3,690 | $27.10 | $99,999 | 155,553 | — | plan? |
| Nov 29, 2016 FMForm 4 → | Nov 30, 3:21 pm EST | George CataneseSenior Vice President | 4,460 | $47.26 | $210,770 | 10,254 | — | plan? |
| Nov 29, 2016 SForm 4 → | Nov 29, 4:25 pm EST | Tashtego S ElwynPresident - RJA | 6,000 | $71.03 | $426,180 | 12,552 | −32.3% | plan? |
| Nov 28, 2016 SForm 4 → | Nov 30, 3:21 pm EST | George CataneseSenior Vice President | 6,197 | $71.51 | $443,138 | 8,314 | −42.7% | plan? |
| Nov 28, 2016 FMForm 4 → | Nov 30, 8:15 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 13,807 | $39.25 | $541,944 | 40,973 | — | plan? |
| Nov 28, 2016 GForm 4 → | Nov 29, 4:30 pm EST | Francis S GodboldVice Chairman, Director | 7,000 | — | — | 199,000 | — | plan? |
| Nov 28, 2016 MForm 4 → | Nov 29, 4:25 pm EST | Tashtego S ElwynPresident - RJA | 6,000 | $48.20 | $289,200 | 18,552 | — | plan? |
| Nov 28, 2016 SForm 4 → | Nov 28, 3:13 pm EST | Jennifer C AckartSVP, Controller | 7,500 | $71.63 | $537,211 | 15,957 | −32.0% | plan? |
| Nov 21, 2016 AFMForm 4 → | Nov 23, 4:11 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 18,938 | $39.57 | $677,461 | 38,244 | — | plan? |
| Nov 21, 2016 AForm 4 → | Nov 23, 4:06 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,229 | — | — | 54,136 | — | plan? |
| Nov 21, 2016 AForm 4 → | Nov 23, 4:04 pm EST | Dennis W ZankChief Operating Officer | 4,054 | — | — | 151,863 | — | plan? |
| Nov 21, 2016 AFGMForm 4 → | Nov 23, 4:01 pm EST | Paul C ReillyChief Executive Officer, Director | 22,265 | $72.32 | $133,069 | 175,052 | — | plan? |
| Nov 21, 2016 AFMForm 4 → | Nov 23, 3:47 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 9,691 | $72.32 | $120,340 | 34,780 | — | plan? |
| Nov 21, 2016 AForm 4 → | Nov 23, 3:44 pm EST | Thomas A JamesExecutive Chairman, Director, 10% Owner | 3,040 | — | — | 13,336,715 | — | plan? |
| Nov 21, 2016 FMForm 4 → | Nov 23, 3:30 pm EST | Scott A CurtisPresident - RJFS | 7,641 | $72.32 | $118,677 | 46,336 | — | plan? |
| Nov 21, 2016 FMForm 4 → | Nov 23, 2:52 pm EST | George CataneseSenior Vice President | 17,232 | $42.31 | $475,261 | 14,511 | — | plan? |
| Nov 21, 2016 AForm 4 → | Nov 23, 2:34 pm EST | Steven M RaneyPresident & CEO RJBank | 709 | — | — | 22,975 | — | plan? |
| Nov 21, 2016 AForm 4 → | Nov 23, 1:24 pm EST | John C Carson Jr.President | 4,813 | — | — | 69,780 | — | plan? |
| Nov 21, 2016 FMForm 4 → | Nov 23, 1:19 pm EST | Tashtego S ElwynPresident - RJA | 7,641 | $72.32 | $118,677 | 12,552 | — | plan? |
| Nov 19, 2016 MForm 4 → | Nov 22, 6:13 pm EST | Roderick C McGearyDirector | 548 | — | — | 548 | — | plan? |
| Nov 17, 2016 AFGMForm 4 → | Nov 23, 3:57 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 16,075 | $39.57 | $541,954 | 42,728 | — | plan? late |
| Nov 15, 2016 AGForm 4 → | Nov 23, 3:42 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 4,457 | — | — | 156,322 | — | plan? late |
| Nov 15, 2016 FMForm 4 → | Nov 17, 3:42 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 19,500 | $43.18 | $842,050 | 51,907 | — | plan? |
| Nov 11, 2016 GForm 4 → | Nov 15, 3:16 pm EST | Paul C ReillyChief Executive Officer, Director | 31,200 | — | — | 158,967 | — | plan? |
| Nov 10, 2016 GForm 4 → | Nov 14, 7:38 am EST | Tashtego S ElwynPresident - RJA | 250 | — | — | 8,393 | — | plan? |
| Nov 2, 2016 GForm 4 → | Nov 17, 9:25 am EST | Dennis W ZankChief Operating Officer | 50 | — | — | 147,809 | — | plan? late |
| Oct 28, 2016 GForm 4 → | Oct 31, 3:42 pm EDT | Dennis W ZankChief Operating Officer | 10 | — | — | 147,859 | — | plan? |
| Sep 8, 2016 GForm 4 → | Sep 12, 7:55 am EDT | Dennis W ZankChief Operating Officer | 500 | — | — | 147,869 | — | plan? |
| Sep 1, 2016 SForm 4 → | Sep 2, 2:46 pm EDT | Jeffrey P JulienCFO, Executive VP - Fin | 18,600 | $57.62 | $1,071,661 | 46,407 | −28.6% | plan? |
| Aug 29, 2016 SForm 4 → | Aug 30, 3:22 pm EDT | Dennis W ZankChief Operating Officer | 10,010 | $57.64 | $577,013 | 148,369 | −6.32% | plan? |
| Aug 25, 2016 FMForm 4 → | Aug 29, 4:28 pm EDT | Paul D AllisonChair, President & CEO RJ Ltd. | 18,486 | $36.65 | $677,498 | 28,544 | — | plan? |
| Aug 25, 2016 FMForm 4 → | Aug 29, 3:07 pm EDT | Bella Loykhter AllaireExecutive Vice President-RJA | 6,367 | $56.59 | $77,359 | 28,417 | — | plan? |
| Aug 19, 2016 MForm 4 → | Aug 30, 4:56 pm EDT | Charles von ArentschildtDirector | 1,086 | — | — | 1,086 | — | plan? late |
| Aug 17, 2016 SForm 4 → | Aug 18, 4:41 pm EDT | Tashtego S ElwynPresident - RJA | 3,791 | $56.72 | $215,029 | 8,643 | −30.5% | plan? |
| Aug 17, 2016 MForm 4 → | Aug 18, 4:41 pm EDT | Tashtego S ElwynPresident - RJA | 4,791 | $37.87 | $181,435 | 12,434 | — | plan? |
| Jul 25, 2016 SForm 4 → | Jul 26, 4:23 pm EDT | George CataneseSenior Vice President | 4,158 | $53.89 | $224,095 | 4,743 | −46.7% | plan? |
| Jun 6, 2016 SForm 4 → | Jun 7, 4:01 pm EDT | Dennis W ZankChief Operating Officer | 15,000 | $56.54 | $848,166 | 158,379 | −8.65% | plan? |
| May 31, 2016 GForm 4 → | Jun 3, 3:36 pm EDT | Thomas A JamesExecutive Chairman, Director, 10% Owner | 10,000 | — | — | 13,333,675 | — | plan? late |
| May 26, 2016 SForm 4 → | May 31, 10:02 am EDT | Jeffrey A DowdlePresident, Asset Mgmt Group | 4,900 | $54.18 | $265,482 | 6,000 | −45.0% | plan? |
| Apr 27, 2016 GJForm 4 → | May 31, 10:02 am EDT | Jeffrey A DowdlePresident, Asset Mgmt Group | 6,755 | — | — | 0 | — | plan? late |
| Apr 13, 2016 GForm 4 → | Apr 18, 8:03 am EDT | Scott A CurtisPresident - RJFS | 215 | — | — | 41,977 | — | plan? late |
| Apr 13, 2016 GForm 4 → | Apr 14, 4:06 pm EDT | Tashtego S ElwynPresident - RJA | 100 | — | — | 7,643 | — | plan? |
| Feb 24, 2016 MForm 4 → | Feb 26, 7:59 am EST | Shelley G. BroaderDirector | 800 | — | — | 13,008 | — | plan? |
| Feb 24, 2016 MForm 4 → | Feb 25, 3:42 pm EST | Gordon L JohnsonDirector | 800 | — | — | 8,058 | — | plan? |
| Feb 24, 2016 MForm 4 → | Feb 25, 3:30 pm EST | Susan N StoryDirector | 800 | — | — | 15,508 | — | plan? |
| Feb 24, 2016 MForm 4 → | Feb 25, 3:22 pm EST | Robert SaltzmanDirector | 800 | — | — | 15,508 | — | plan? |
| Feb 21, 2016 MForm 4 → | Feb 23, 11:15 am EST | Susan N StoryDirector | 3,408 | — | — | 14,708 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2016 MForm 4 → | Dec 15, 8:17 am EST | George CataneseSenior Vice President | 341 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:28 pm EST | Thomas A JamesExecutive Chairman, Director, 10% Owner | 3,071 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:14 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,048 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:08 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 1,837 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 4:03 pm EST | John C Carson Jr.President | 4,863 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 3:56 pm EST | Steven M RaneyPresident & CEO RJBank | 717 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 3:47 pm EST | Jennifer C AckartSVP, Controller | 227 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 3:39 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 4,351 | — | — | 0 | — | |
| Dec 13, 2016 MForm 4 → | Dec 14, 3:00 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 2,048 | — | — | 0 | — | |
| Dec 12, 2016 MForm 4 → | Dec 14, 3:28 pm EST | Tashtego S ElwynPresident - RJA | 4,275 | — | — | 0 | — | |
| Dec 6, 2016 MForm 4 → | Dec 8, 1:50 pm EST | Steven M RaneyPresident & CEO RJBank | 15,000 | — | — | 2,500 | — | |
| Dec 5, 2016 MForm 4 → | Dec 7, 4:41 pm EST | Paul C ReillyChief Executive Officer, Director | 5,000 | — | — | 0 | — | |
| Nov 30, 2016 AForm 4/A → | Jul 10, 2017, 10:43 am EDT | Paul D AllisonChair, President & CEO RJ Ltd. | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 4:22 pm EST | Paul C ReillyChief Executive Officer, Director | 10,000 | — | — | 10,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 4:17 pm EST | Dennis W ZankChief Operating Officer | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 4:08 pm EST | Jennifer C AckartSVP, Controller | 3,000 | — | — | 3,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 2:24 pm EST | Scott A CurtisPresident - RJFS | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 10:09 am EST | George CataneseSenior Vice President | 2,000 | — | — | 2,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 8:18 am EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 2, 7:39 am EST | Steven M RaneyPresident & CEO RJBank | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:51 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 5,000 | — | — | 5,000 | — | amended |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:48 pm EST | Tashtego S ElwynPresident - RJA | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:44 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:38 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:35 pm EST | John C Carson Jr.President | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:26 pm EST | Jonathan N SantelliEVP, Gen Counsel, Secy | 5,000 | — | — | 5,000 | — | |
| Nov 30, 2016 AForm 4 → | Dec 1, 4:21 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 7,000 | — | — | 7,000 | — | |
| Nov 29, 2016 MForm 4 → | Nov 30, 4:44 pm EST | Dennis W ZankChief Operating Officer | 3,690 | — | — | 1,310 | — | |
| Nov 29, 2016 MForm 4 → | Nov 30, 3:21 pm EST | George CataneseSenior Vice President | 3,200 | — | — | 800 | — | |
| Nov 28, 2016 MForm 4 → | Nov 30, 8:15 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 10,000 | — | — | 0 | — | |
| Nov 28, 2016 MForm 4 → | Nov 29, 4:25 pm EST | Tashtego S ElwynPresident - RJA | 6,000 | — | — | 4,000 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 4:11 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 12,500 | — | — | 0 | — | |
| Nov 22, 2016 MForm 4 → | Nov 23, 3:57 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 10,000 | — | — | 0 | — | |
| Nov 21, 2016 MForm 4 → | Nov 23, 4:01 pm EST | Paul C ReillyChief Executive Officer, Director | 6,000 | — | — | 4,000 | — | |
| Nov 21, 2016 MForm 4 → | Nov 23, 3:47 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 6,000 | — | — | 4,000 | — | |
| Nov 21, 2016 MForm 4 → | Nov 23, 3:30 pm EST | Scott A CurtisPresident - RJFS | 6,000 | — | — | 4,000 | — | |
| Nov 21, 2016 MForm 4 → | Nov 23, 2:52 pm EST | George CataneseSenior Vice President | 13,500 | — | — | 0 | — | |
| Nov 21, 2016 MForm 4 → | Nov 23, 1:19 pm EST | Tashtego S ElwynPresident - RJA | 6,000 | — | — | 4,000 | — | |
| Nov 19, 2016 MForm 4 → | Nov 22, 6:13 pm EST | Roderick C McGearyDirector | 548 | — | — | 0 | — | |
| Nov 15, 2016 MForm 4 → | Nov 17, 3:42 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 12,500 | — | — | 5,000 | — | |
| Aug 25, 2016 MForm 4 → | Aug 29, 4:28 pm EDT | Paul D AllisonChair, President & CEO RJ Ltd. | 12,500 | — | — | 12,500 | — | |
| Aug 25, 2016 MForm 4 → | Aug 29, 3:07 pm EDT | Bella Loykhter AllaireExecutive Vice President-RJA | 5,000 | — | — | 0 | — | |
| Aug 19, 2016 MForm 4 → | Aug 30, 4:56 pm EDT | Charles von ArentschildtDirector | 1,086 | — | — | 0 | — | late |
| Aug 17, 2016 MForm 4 → | Aug 18, 4:41 pm EDT | Tashtego S ElwynPresident - RJA | 4,791 | — | — | 5,209 | — | |
| May 25, 2016 AForm 4/A → | May 30, 2017, 4:07 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 15,000 | — | — | 15,000 | — | |
| May 24, 2016 AForm 4 → | May 25, 3:42 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 15,000 | — | — | 15,000 | — | amended |
| Feb 24, 2016 MForm 4 → | Feb 26, 7:59 am EST | Shelley G. BroaderDirector | 800 | — | — | 0 | — | |
| Feb 24, 2016 MForm 4 → | Feb 25, 3:42 pm EST | Gordon L JohnsonDirector | 800 | — | — | 0 | — | |
| Feb 24, 2016 MForm 4 → | Feb 25, 3:30 pm EST | Susan N StoryDirector | 800 | — | — | 0 | — | |
| Feb 24, 2016 MForm 4 → | Feb 25, 3:22 pm EST | Robert SaltzmanDirector | 800 | — | — | 0 | — | |
| Feb 19, 2016 AMForm 4 → | Feb 23, 11:15 am EST | Susan N StoryDirector | 6,257 | — | — | 800 | — | |
| Feb 19, 2016 AForm 4 → | Feb 23, 10:11 am EST | Roderick C McGearyDirector | 2,849 | — | — | 2,849 | — | |
| Feb 19, 2016 AForm 4 → | Feb 23, 9:49 am EST | Charles von ArentschildtDirector | 2,849 | — | — | 2,849 | — | |
| Feb 19, 2016 AMForm 4 → | Feb 23, 9:41 am EST | Benjamin EstyDirector | 5,057 | — | — | 0 | — | |
| Feb 19, 2016 AMForm 4 → | Feb 23, 9:38 am EST | Jeffrey N EdwardsDirector | 5,057 | — | — | 0 | — | |
| Feb 19, 2016 AMForm 4 → | Feb 23, 9:20 am EST | Robert SaltzmanDirector | 6,257 | — | — | 800 | — | |
| Feb 19, 2016 AMForm 4 → | Feb 23, 9:15 am EST | Shelley G. BroaderDirector | 6,257 | — | — | 800 | — | |
| Feb 19, 2016 AMForm 4 → | Feb 23, 9:06 am EST | Gordon L JohnsonDirector | 6,557 | — | — | 800 | — | |
| Feb 3, 2016 MForm 4 → | Feb 4, 11:18 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 7,500 | — | — | 17,500 | — | |
| Jan 26, 2016 MForm 4 → | Jan 27, 1:30 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 5,000 | — | — | 5,000 | — | |
| Jan 11, 2016 MForm 4 → | Jan 13, 4:03 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 7,910 | — | — | 0 | — | |
| Jan 7, 2016 MForm 4 → | Jan 8, 3:37 pm EST | Dennis W ZankChief Operating Officer | 12,500 | — | — | 5,000 | — | |
| Jan 4, 2016 MForm 4 → | Jan 6, 10:16 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 15,000 | — | — | 10,000 | — | |
| Jan 4, 2016 MForm 4 → | Jan 6, 7:31 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 25,500 | — | — | 0 | — | |
| Dec 29, 2015 MForm 4 → | Dec 31, 11:19 am EST | Tashtego S ElwynPresident - RJA | 4,757 | — | — | 2,000 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 4:23 pm EST | Paul C ReillyChief Executive Officer, Director | 20,891 | — | — | 20,891 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 4:20 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,240 | — | — | 2,240 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 4:15 pm EST | Thomas A JamesExecutive Chairman, Director, 10% Owner | 3,877 | — | — | 3,877 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 4:01 pm EST | Steven M RaneyPresident & CEO RJBank | 861 | — | — | 861 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 11:22 am EST | Tashtego S ElwynPresident - RJA | 1,723 | — | — | 1,723 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 11:21 am EST | Scott A CurtisPresident - RJFS | 1,895 | — | — | 1,895 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 11:18 am EST | Dennis W ZankChief Operating Officer | 4,307 | — | — | 4,307 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 11:12 am EST | Jeffrey E TrocinExecutive Vice President - RJF | 4,415 | — | — | 4,415 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 10:44 am EST | Paul D AllisonChair, President & CEO RJ Ltd. | 1,420 | — | — | 1,420 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 10:36 am EST | John C Carson Jr.President | 3,877 | — | — | 3,877 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 10:25 am EST | George CataneseSenior Vice President | 765 | — | — | 765 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 9:47 am EST | Jennifer C AckartSVP, Controller | 306 | — | — | 306 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 9:40 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,326 | — | — | 2,326 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 9:36 am EST | Jeffrey A DowdleExecutive Vice President-AMG | 2,240 | — | — | 2,240 | — | |
| Dec 15, 2015 AForm 4 → | Dec 17, 8:19 am EST | Paul MateckiSr. VP - General Counsel | 430 | — | — | 430 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:16 pm EST | Paul C ReillyChief Executive Officer, Director | 11,345 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:10 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 1,869 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:08 pm EST | Jeffrey E TrocinExecutive Vice President - RJF | 2,136 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 3:29 pm EST | Thomas A JamesExecutive Chairman, Director, 10% Owner | 2,936 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 3:25 pm EST | George CataneseSenior Vice President | 148 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 8:28 am EST | Steven M RaneyPresident & CEO RJBank | 5,534 | $27.10 | $135,500 | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 8:18 am EST | Scott A CurtisPresident - RJFS | 1,853 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 8:10 am EST | Tashtego S ElwynPresident - RJA | 2,343 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 8:01 am EST | Jennifer C AckartSVP, Controller | 207 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 15, 12:09 pm EST | Dennis W ZankChief Operating Officer | 5,005 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 15, 10:34 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,269 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 15, 8:18 am EST | Jeffrey A DowdleExecutive Vice President-AMG | 2,269 | — | — | 0 | — | |
| Dec 14, 2015 MForm 4 → | Dec 15, 8:09 am EST | John C Carson Jr.President | 2,269 | — | — | 0 | — | |
| Dec 7, 2015 MForm 4 → | Dec 8, 10:58 am EST | Paul MateckiSr. VP - General Counsel | 391 | — | — | 0 | — | |
| Dec 7, 2015 MForm 4 → | Dec 8, 10:54 am EST | Paul D AllisonChair, President & CEO RJ Ltd. | 2,179 | — | — | 0 | — | |
| Dec 1, 2015 MForm 4 → | Dec 3, 4:22 pm EST | Paul C ReillyChief Executive Officer, Director | 52,500 | — | — | 0 | — | |
| Nov 20, 2015 MForm 4 → | Nov 23, 9:14 am EST | Paul MateckiSr. VP - General Counsel | 500 | — | — | 500 | — | |
| Nov 19, 2015 AForm 4/A → | Nov 20, 2018, 3:19 pm EST | Jennifer C AckartSVP, Controller | 4,300 | — | — | 4,300 | — | |
| Nov 19, 2015 AForm 4 → | Nov 23, 9:54 am EST | Roderick C McGearyDirector | 548 | — | — | 548 | — | |
| Nov 18, 2015 AForm 4/A → | Jul 10, 2017, 10:26 am EDT | Paul D AllisonChair, President & CEO RJ Ltd. | 5,000 | — | — | 5,000 | — |