SEC Form 4/A · accession 0001225208-17-012453
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul D Allison
Officer — Chair, President & CEO RJ Ltd.
Period of report
Nov 18, 2015
Accepted (ET)
Jul 10, 2017 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 18, 2015 | A | 5,000 | A | Sep 30, 2018 | Sep 30, 2018 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2RSUs vest 100% on 9/30/2018.
Remarks
This Form 4/A corrects certain information concerning the vesting schedule for the RSU grant that was incorrectly reported due to an inadvertent clerical error.