SEC Form 4 · accession 0001225208-17-010276
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis S Godbold
Officer — Vice Chairman · Director
Period of report
Dec 28, 2016
Accepted (ET)
May 23, 2017 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2016 | G | 1,000 | $0.00 | D | 198,000 | I | by Francis S. Godbold Family Trust |
| Common StockF2 | holding | — | — | — | 1,584 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares previously shown as directly held.
- F2Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 12, 2017.
Remarks
This Form 4 reports a gift of shares by the reporting person.