SEC Form 4 · accession 0001225208-16-037028
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Catanese
Officer — Senior Vice President
Period of report
Jul 25, 2016
Accepted (ET)
Jul 26, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2016 | S | 162 | $53.9014 | D | 8,739 | D | |
| Common StockF2 | Jul 25, 2016 | S | 1,293 | $53.9181 | D | 7,446 | D | |
| Common StockF3 | Jul 25, 2016 | S | 2,703 | $53.8833 | D | 4,743 | D | |
| Common StockF4 | holding | — | — | — | 992 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average sale price. The range of prices for such transaction was $53.91 to $53.92.
- F3Reflects the weighted average sale price. The range of prices for such transaction was $53.87 to $53.91.
- F4Since the date of the reporting person's last Form 4 reflecting common stock holdings, the reporting person has disposed of 1,059 shares held in his ESOP account pursuant to a diversification election made under the Internal Revenue Code, and his ESOP account has received additional allocations under the ESOP through July 25, 2016.
Remarks
catanesegeorgepoa.txt This Form 4 reports the open market sale of shares of common stock by the reporting person.