SEC Form 4 · accession 0001225208-16-042574
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Catanese
Officer — Senior Vice President
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 10:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 30, 2016 | A | 2,000 | A | — | Nov 30, 2021 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.
Remarks
This Form 4 reports a grant of Restricted Stock Units (RSUs) to the reporting person.