SEC Form 4 · accession 0001225208-16-033989
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jonathan N Santelli
Officer — EVP, Gen Counsel, Secy
Period of report
May 24, 2016
Accepted (ET)
May 25, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 24, 2016 | A | 15,000 | A | — | May 24, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2The RSUs vest in five equal annual installments beginning on the first anniversary of the grant date.
Remarks
This Form 4 reports a grant of RSUs to the reporting person.