SEC Form 4/A · accession 0001225208-17-010511
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jonathan N Santelli
Officer — EVP, Gen Counsel, Secy
Period of report
May 24, 2016
Accepted (ET)
May 30, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | May 25, 2016 | A | 15,000 | A | — | May 25, 2021 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
- F2This amendment corrects solely the acquisition date of the RSUs granted to the reporting person.
- F3The RSUs vest in five equal annual installments beginning on the first anniversary of the grant date.
Remarks
This amendment corrects solely the acquisition date of the RSUs granted to the reporting person.