SEC Form 4 · accession 0001225208-16-042188
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Raney
Officer — President & CEO RJBank
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 2:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2016 | A | 709 | $0.00 | A | 22,975 | D | |
| Common StockF3 | holding | — | — | — | 1,442 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013.
- F2Includes 139 shares of common stock acquired on March 2, 2016, 112 shares of common stock acquired on June 2, 2016, and 108 shares of common stock acquired on September 2, 2016, pursuant to the registrant's Employee Stock Purchase Plan.
- F3Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 17, 2016
Remarks
raneystevenpoa.txt This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of RSUs granted on 12/13/2013 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period.