SEC Form 4 · accession 0001225208-16-034147
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Dowdle
Officer — President, Asset Mgmt Group
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 10:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2016 | G | 755 | $0.00 | D | 34,749 | D | |
| Common StockF1 | May 26, 2016 | S | 900 | $54.1801 | D | 0 | I | John R. Dowdle Exempt Marital Trust |
| Common StockF1 | May 26, 2016 | S | 4,000 | $54.1801 | D | 6,000 | I | Mary R. Dowdle Trust |
| Common StockF1 | May 26, 2016 | J | 6,000 | $0.00 | D | 0 | I | Mary R. Dowdle Trust |
| Common StockF3 | holding | — | — | — | 1,500 | I | by Son JA | |
| Common StockF4 | holding | — | — | — | 7,643 | I | ESOP | |
| Common StockF3 | holding | — | — | — | 1,500 | I | UTMA Custodian for Daughter EC | |
| Common StockF3 | holding | — | — | — | 1,500 | I | UTMA Custodian for Son GT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is the trustee of the trust and holds a remainder interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F2Represents a distribution by the trust of shares of common stock to a beneficiary of the trust.
- F3The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4Includes shares of common stock acquired under the reporting person's Employee Stock Ownership (ESOP) account through May 26, 2016.
Remarks
dowdlejeffreypoa.txt This Form 4 reports (1) the open market sale of shares of common stock by two separate trusts; (2) the distribution of shares of common stock by a trust to a beneficiary of the trust; and (3) the gifting of shares by the reporting person.