SEC Form 4 · accession 0001225208-15-022273

RAYMOND JAMES FINANCIAL INC · RJF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President-AMG

Period of report

Dec 14, 2015

Accepted (ET)

Dec 15, 2015 · 8:18 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000720005

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 14, 2015	M	2,269	$0.00	A	35,504	D
Common Stock^F2	holding	—	—		—	1,500	I	by Son JA
Common Stock^F3	holding	—	—		—	7,514	I	ESOP
Common Stock^F4	holding	—	—		—	900	I	John R. Dowdle Exempt Marital Trust
Common Stock^F4	holding	—	—		—	10,000	I	Mary R. Dowdle Trust
Common Stock^F2	holding	—	—		—	1,500	I	UTMA Custodian for Daughter EC
Common Stock^F2	holding	—	—		—	1,500	I	UTMA Custodian for Son GT

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Dec 14, 2015	M	2,269	D	Dec 14, 2015	Dec 14, 2015	Common Stock	2,269	0	D

F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3Includes shares of common stock acquired under the reporting person's Employee Stock Ownership (ESOP) account through December 11, 2015.
F4The reporting person is the trustee of the trust and holds a remainder interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

This Form 4 reports the vesting of RSUs awarded to the reporting person on 12/14/2012.