SEC Form 4 · accession 0001225208-16-039212
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis W Zank
Officer — Chief Operating Officer
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 7:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | G | 500 | $0.00 | D | 147,869 | D | |
| Common StockF1 | holding | — | — | — | 51,569 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through September 7, 2016.
Remarks
This Form 4 reports a gift of shares by the reporting person.