SEC Form 4 · accession 0001225208-16-042202
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Julien
Officer — CFO, Executive VP - Fin
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | A | 2,229 | $0.00 | A | 54,136 | D | |
| Common Stock | holding | — | — | — | 3,240 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 762 | I | By spouse through ESOP | |
| Common StockF3 | holding | — | — | — | 31,352 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013.
- F2Includes shares of common stock acquired under the reporting person's spouse's ESOP account through November 15, 2016.
- F3Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2016.
Remarks
This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of RSUs granted on 12/13/2013 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period.