SEC Form 4 · accession 0001225208-17-001680
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tashtego S Elwyn
Officer — President - RJA
Period of report
Jan 25, 2017
Accepted (ET)
Jan 26, 2017 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | G | 50 | $0.00 | D | 15,507 | D | |
| Common Stock | Jan 25, 2017 | G | 50 | $0.00 | D | 15,457 | D | |
| Common Stock | Jan 25, 2017 | G | 50 | $0.00 | A | 50 | I | UTMA Custodian for Daughter |
| Common Stock | Jan 25, 2017 | G | 50 | $0.00 | A | 50 | I | UTMA Custodian for Son |
| Common StockF3 | holding | — | — | — | 4,005 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer to son's account held under the Uniform Transfers to Minors Act ("UTMA"). The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2Transfer to daughter's account held under the UTMA. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 24, 2016.
Remarks
This Form 4 reports the gifting of shares to the accounts of the reporting person's minor son and daughter for which the reporting person is custodian under the UTMA.