SEC Form 4 · accession 0001225208-17-000689
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Reilly
Officer — Chief Executive Officer · Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | F | 3,293 | $69.68 | D | 133,970 | D | |
| Common StockF1 | holding | — | — | — | 764 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2016.
Remarks
This Form 4 reports a disposition to the issuer of shares to cover tax liability incident to the vesting of Performance RSUs, which vesting was previously timely reported on 11/23/2016.