SEC Form 4 · accession 0001225208-16-034537
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A James
Officer — Executive Chairman · Director · 10% Owner
Period of report
May 31, 2016
Accepted (ET)
Jun 3, 2016 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2016 | G | 10,000 | $0.00 | D | 13,333,675 | D | |
| Common StockF1 | holding | — | — | — | 153 | I | ESOP | |
| Common StockF2 | holding | — | — | — | 1,325,508 | I | Robert A. James Trust | |
| Common Stock | holding | — | — | — | 48,087 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through June 1, 2016.
- F2The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks
jamesthomasapoa.txt This Form 4 reports a gift of shares by the reporting person.