Company · CIK 0001501072 · NYSE
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2018 PForm 4 → | Dec 26, 4:14 pm EST | Patrick W. GalleyDirector | 2,000 | $14.53 | $29,065 | 89,974 | +2.27% | plan? |
| Dec 20, 2018 AForm 4 → | Dec 21, 2:03 pm EST | Brian H SchmuckerOther | 8,000 | $14.73 | $117,870 | 72,166 | — | plan? |
| Dec 19, 2018 AForm 4 → | Dec 21, 2:00 pm EST | Patrick W. GalleyDirector | 7,000 | $14.97 | $104,770 | 87,974 | — | plan? |
| Nov 20, 2018 AForm 4 → | Nov 26, 1:32 pm EST | Brian H SchmuckerOther | 3,000 | $16.20 | $48,600 | 64,166 | — | plan? late |
| Nov 19, 2018 AForm 4 → | Nov 20, 3:30 pm EST | Brian H SchmuckerOther | 7,000 | $16.25 | $113,760 | 61,166 | — | plan? |
| Nov 7, 2018 PForm 4 → | Dec 17, 11:02 am EST | John S. OakesDirector | 369 | $16.93 | $6,247 | 1,475 | +33.4% | plan? late |
| Nov 7, 2018 AForm 4 → | Nov 13, 9:33 am EST | Brian H SchmuckerOther | 8,833 | $16.93 | $149,543 | 54,166 | — | plan? late |
| Nov 7, 2018 AForm 4 → | Nov 9, 1:46 pm EST | Stephen Andrew O'NeillOther | 8,000 | $16.93 | $135,440 | 35,639 | — | plan? |
| Nov 7, 2018 AForm 4 → | Nov 9, 1:40 pm EST | Patrick W. GalleyDirector | 30,659 | $16.93 | $519,057 | 80,974 | — | plan? |
| Nov 7, 2018 PForm 4 → | Nov 9, 10:44 am EST | John Wayne HutchensDirector | 1,311 | $16.93 | $22,195 | 3,743 | +53.9% | plan? |
| Jun 13, 2018 SForm 4 → | Jun 15, 1:59 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 4,178 | $21.51 | $89,861 | 195,763 | −2.09% | plan? |
| Jun 11, 2018 SForm 4 → | Jun 13, 4:30 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 8,817 | $21.47 | $189,274 | 199,941 | −4.22% | plan? |
| Jun 7, 2018 SForm 4 → | Jun 11, 10:54 am EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 7,071 | $21.43 | $151,538 | 208,758 | −3.28% | plan? |
| Jun 5, 2018 SForm 4 → | Jun 7, 3:37 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 7,500 | $21.38 | $160,340 | 215,829 | −3.36% | plan? |
| Jun 1, 2018 SForm 4 → | Jun 5, 3:02 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 10,445 | $21.37 | $223,183 | 223,329 | −4.47% | plan? |
| May 29, 2018 SForm 4 → | May 31, 3:46 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 12,500 | $21.27 | $265,895 | 233,774 | −5.08% | plan? |
| Jan 10, 2018 SForm 4 → | Jan 12, 4:11 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 7,400 | $20.74 | $153,476 | 246,274 | −2.92% | plan? |
| Jan 8, 2018 SForm 4 → | Jan 10, 3:26 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 14,000 | $20.67 | $289,380 | 253,674 | −5.23% | plan? |
| Jan 3, 2018 SForm 4 → | Jan 5, 11:36 am EST | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 5,300 | $20.28 | $107,484 | 272,674 | −1.91% | plan? |
| Jan 2, 2018 SForm 4 → | Jan 3, 3:51 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 13,000 | $20.10 | $261,240 | 272,974 | −4.55% | plan? |
| Dec 21, 2017 SForm 4 → | Dec 26, 4:58 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 13,442 | $19.75 | $265,477 | 285,974 | −4.49% | plan? |
| Nov 15, 2017 AForm 4 → | Nov 21, 9:46 am EST | Stephen Andrew O'NeillOther | 2,000 | $19.54 | $39,080 | 27,000 | — | plan? late |
| Nov 15, 2017 AForm 4 → | Nov 21, 9:44 am EST | Brian H SchmuckerOther | 11,333 | $19.54 | $221,447 | 45,333 | — | plan? late |
| Nov 15, 2017 AForm 4 → | Nov 21, 9:43 am EST | Patrick W. GalleyDirector | 18,676 | $19.54 | $364,929 | 44,710 | — | plan? late |
| Nov 15, 2017 AForm 4 → | Nov 17, 4:08 pm EST | John Wayne HutchensDirector | 1,332 | $19.54 | $26,027 | 2,432 | — | plan? |
| Nov 15, 2017 AForm 4 → | Nov 17, 11:23 am EST | John S. OakesDirector | 667 | $19.54 | $13,033 | 1,167 | — | plan? |
| Oct 30, 2017 SForm 4 → | Oct 31, 2:39 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 17,860 | $0.2344 | $4,186 | 261,867 | −6.38% | plan? |
| Oct 23, 2017 SForm 4 → | Oct 25, 4:56 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 19,691 | $0.22 | $4,332 | 279,727 | −6.58% | plan? |
| Oct 9, 2017 SForm 4 → | Oct 13, 11:46 am EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 14,374 | $21.01 | $301,983 | 299,416 | −4.58% | plan? late |
| Oct 5, 2017 SForm 4 → | Oct 10, 12:49 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 7,000 | $20.72 | $145,010 | 62,136 | −10.1% | plan? late |
| Oct 4, 2017 PForm 4 → | Nov 2, 3:52 pm EDT | Patrick W. GalleyDirector | 100 | $20.48 | $2,048 | 26,034 | +0.39% | plan? late |
| Sep 18, 2017 SForm 4 → | Sep 20, 2:10 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 3,700 | $21.09 | $78,033 | 320,790 | −1.14% | plan? |
| Sep 14, 2017 SForm 4 → | Sep 18, 2:37 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 800 | $21.12 | $16,894 | 324,490 | −0.25% | plan? |
| Sep 8, 2017 SForm 4 → | Sep 12, 3:56 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 2,800 | $21.01 | $58,835 | 325,290 | −0.85% | plan? |
| Sep 5, 2017 SForm 4 → | Sep 7, 4:56 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLC +2Other | 8,300 | $21.09 | $175,060 | 328,090 | −2.47% | plan? |
| May 18, 2017 SForm 4 → | May 22, 4:32 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 1,300 | $19.85 | $25,808 | 336,390 | −0.38% | plan? |
| May 16, 2017 SForm 4 → | May 18, 12:41 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 415 | $19.98 | $8,292 | 337,690 | −0.12% | plan? |
| Apr 24, 2017 SForm 4 → | Apr 26, 5:05 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 2,000 | $19.97 | $39,940 | 338,105 | −0.59% | plan? |
| Apr 20, 2017 SForm 4 → | Apr 24, 5:24 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 2,000 | $19.95 | $39,895 | 340,105 | −0.58% | plan? |
| Apr 19, 2017 SForm 4 → | Apr 21, 10:22 am EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 1,600 | $19.81 | $31,699 | 342,105 | −0.47% | plan? |
| Apr 13, 2017 SForm 4 → | Apr 18, 3:47 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 4,300 | $19.81 | $85,186 | 343,705 | −1.24% | plan? |
| Apr 11, 2017 SForm 4 → | Apr 13, 5:54 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 4,200 | $19.94 | $83,740 | 348,005 | −1.19% | plan? |
| Apr 7, 2017 SForm 4 → | Apr 11, 5:18 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 3,136 | $19.80 | $62,106 | 352,205 | −0.88% | plan? |
| Apr 5, 2017 SForm 4 → | Apr 7, 6:40 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 2,000 | $19.71 | $39,420 | 355,341 | −0.56% | plan? |
| Apr 3, 2017 SForm 4 → | Apr 6, 10:03 am EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 2,600 | $19.69 | $51,201 | 357,341 | −0.72% | plan? late |
| Mar 30, 2017 SForm 4 → | Apr 3, 7:12 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 3,398 | $19.65 | $66,781 | 359,941 | −0.94% | plan? |
| Mar 21, 2017 SForm 4 → | Mar 23, 5:36 pm EDT | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 2,000 | $19.60 | $39,200 | 363 | −84.6% | plan? |
| Mar 8, 2017 SForm 4 → | Mar 10, 5:04 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 6,200 | $19.66 | $121,867 | 365,339 | −1.67% | plan? |
| Feb 27, 2017 SForm 4 → | Mar 1, 3:27 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 500 | $19.90 | $9,950 | 371,539 | −0.13% | plan? |
| Feb 27, 2017 SForm 4 → | Mar 1, 10:27 am EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 1,000 | $19.85 | $19,850 | 372,039 | −0.27% | plan? |
| Feb 17, 2017 SForm 4 → | Feb 22, 2:16 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 499 | $19.81 | $9,885 | 373,039 | −0.13% | plan? |
| Feb 10, 2017 SForm 4 → | Feb 14, 3:10 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 962 | $19.92 | $19,159 | 373,538 | −0.26% | plan? |
| Feb 6, 2017 SForm 4 → | Feb 8, 6:09 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 500 | $19.83 | $9,915 | 374,500 | −0.13% | plan? |
| Jan 10, 2017 DForm 4 → | Jan 12, 4:03 pm EST | ALPS ADVISORS INCOther | 5,848 | $19.01 | $111,153 | 0 | — | plan? |
| Nov 2, 2016 PForm 4 → | Nov 7, 11:35 am EST | Brian H SchmuckerOther | 3,000 | $18.70 | $56,100 | 34,000 | +9.68% | plan? late |
| May 2, 2016 PForm 4 → | May 3, 10:06 am EDT | John Wayne HutchensDirector | 1,100 | $19.40 | $21,340 | 1,100 | — | plan? |
| Apr 28, 2016 PForm 4 → | May 2, 4:47 pm EDT | Brian H SchmuckerOther | 2,000 | $19.21 | $38,420 | 31,000 | +6.90% | plan? |
| Apr 7, 2016 PForm 4 → | Apr 8, 4:42 pm EDT | Brian H SchmuckerOther | 2,000 | $18.00 | $36,000 | 29,000 | +7.41% | plan? |
| Feb 18, 2016 PForm 4 → | Feb 19, 5:01 pm EST | Brian H SchmuckerOther | 2,000 | $16.45 | $32,900 | 27,000 | +8.00% | plan? |
| Jan 5, 2016 PForm 4 → | Jan 6, 4:59 pm EST | John S. OakesDirector | 500 | $19.85 | $9,925 | 500 | — | plan? |
| Dec 29, 2015 PForm 4 → | Dec 30, 4:14 pm EST | Patrick W. GalleyDirector | 25,000 | $20.00 | $500,000 | 25,000 | — | plan? |
| Dec 29, 2015 PForm 4 → | Dec 30, 4:13 pm EST | RIVERNORTH CAPITAL MANAGEMENT, LLCOther | 375,000 | $20.00 | $7,500,000 | 375,000 | — | plan? |
| Dec 29, 2015 PForm 4 → | Dec 30, 4:10 pm EST | Brian H SchmuckerOther | 25,000 | $20.00 | $500,000 | 25,000 | — | plan? |
| Dec 29, 2015 PForm 4 → | Dec 30, 4:07 pm EST | Stephen Andrew O'NeillOther | 25,000 | $20.00 | $500,000 | 25,000 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.