Insider holders · CIK 0001501072
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| THRIVENT FINANCIAL FOR LUTHERANS10% Owner | 740,000 | — | 740,000 | Sep 21, 2026 · 5:25 pm EDT | Form 3 |
| RIVERNORTH CAPITAL MANAGEMENT, LLCrelationship not stated | 195,763 | — | 195,763 | Jun 15, 2018 · 1:59 pm EDT | Form 4 |
| Patrick W. GalleyDirector | 89,974 | — | 89,974 | Dec 26, 2018 · 4:14 pm EST | Form 4 |
| Brian H Schmuckerrelationship not stated | 72,166 | — | 72,166 | Dec 21, 2018 · 2:03 pm EST | Form 4 |
| Stephen Andrew O'Neillrelationship not stated | 35,639 | — | 35,639 | Nov 9, 2018 · 1:46 pm EST | Form 4 |
| John Wayne HutchensDirector | 3,743 | — | 3,743 | Nov 9, 2018 · 10:44 am EST | Form 4 |
| John S. OakesDirector | 1,475 | — | 1,475 | Dec 17, 2018 · 11:02 am EST | Form 4 |
| ALPS ADVISORS INCrelationship not stated | 0 | — | 0 | Jan 12, 2017 · 4:03 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.