SEC Form 4 · accession 0001376113-17-000002
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ALPS ADVISORS INC
Other
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Jan 10, 2017 | D | 5,848 | $19.0067 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.