Insider · CIK 0001646929

Patrick W. Galley

Files at: OPP, RMPL, RIV, RMI, RARB. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $5.9M · 15sales $0 · 0net $5.9M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 21, 2018 PForm 4 →	Dec 26, 4:15 pm EST	RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP	2,000	$15.20	$30,405	9,333	+27.3%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:14 pm EST	RIVERNORTH OPPORTUNITIES FUND, INC.RIV	2,000	$14.53	$29,065	89,974	+2.27%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:12 pm EST	RiverNorth Marketplace Lending CorpRMPL	700	$24.56	$17,190	88,951	+0.79%	plan?
Dec 19, 2018 PForm 4 →	Dec 21, 2:08 pm EST	RiverNorth Marketplace Lending CorpRMPL	3,890	$24.71	$96,114	88,251	+4.61%	plan?
Dec 19, 2018 PForm 4 →	Dec 21, 2:06 pm EST	RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP	7,333	$15.33	$112,443	7,333	—	plan?
Dec 19, 2018 AForm 4 →	Dec 21, 2:00 pm EST	RIVERNORTH OPPORTUNITIES FUND, INC.RIV	7,000	$14.97	$104,770	87,974	—	plan?
Dec 17, 2018 PForm 4 →	Dec 19, 11:43 am EST	RiverNorth Marketplace Lending CorpRMPL	1,961	$24.74	$48,507	84,361	+2.38%	plan?
Nov 7, 2018 AForm 4 →	Nov 9, 1:40 pm EST	RIVERNORTH OPPORTUNITIES FUND, INC.RIV	30,659	$16.93	$519,057	80,974	—	plan?
Oct 26, 2018 PForm 4 →	Oct 29, 5:00 pm EDT	RiverNorth Opportunistic Municipal Income Fund, Inc.RMI	37,500	$20.00	$750,000	37,500	—	plan?
Jan 9, 2018 PForm 4 →	Jan 10, 3:19 pm EST	RiverNorth Marketplace Lending CorpRMPL	20,000	$25.28	$505,650	82,400	+32.1%	plan?
Dec 21, 2017 PForm 4 →	Dec 26, 4:55 pm EST	RiverNorth Marketplace Lending CorpRMPL	2,400	$25.28	$60,672	62,400	+4.00%	plan?
Nov 15, 2017 AForm 4 →	Nov 21, 9:43 am EST	RIVERNORTH OPPORTUNITIES FUND, INC.RIV	18,676	$19.54	$364,929	44,710	—	plan? late
Oct 18, 2017 PForm 4 →	Nov 2, 3:50 pm EDT	RiverNorth Marketplace Lending CorpRMPL	60,000	$25.00	$1,500,000	60,000	—	plan? late
Oct 4, 2017 PForm 4 →	Nov 2, 3:52 pm EDT	RIVERNORTH OPPORTUNITIES FUND, INC.RIV	100	$20.48	$2,048	26,034	+0.39%	plan? late
Sep 7, 2017 PForm 4 →	Sep 11, 2:48 pm EDT	RiverNorth Marketplace Lending CorpRMPLX	15,748	$24.93	$392,600	55,326	+39.8%	plan?
Jan 4, 2017 PForm 4 →	Jan 6, 3:25 pm EST	RiverNorth Marketplace Lending Corp[RMPLX]	39,578	$25.22	$998,157	39,578	—	plan?
Oct 25, 2016 PForm 4 →	Nov 10, 12:36 pm EST	RiverNorth Marketplace Lending Corp[RMPLX]	34,221	$25.18	$861,685	34,221	—	plan? late
Dec 29, 2015 PForm 4 →	Dec 30, 4:14 pm EST	RIVERNORTH OPPORTUNITIES FUND, INC.RIV	25,000	$20.00	$500,000	25,000	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.