SEC Form 4 · accession 0001398344-18-018345
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W. Galley
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2018 | A | 2,000 | $15.0225 | A | 82,974 | D | |
| Common Stock | Dec 19, 2018 | A | 1,000 | $15.0348 | A | 83,974 | D | |
| Common Stock | Dec 19, 2018 | A | 2,000 | $15.0025 | A | 85,974 | D | |
| Common Stock | Dec 20, 2018 | A | 2,000 | $14.8425 | A | 87,974 | D |
Table II — derivative securities
No Table II lines on this filing.