SEC Form 4 · accession 0001398344-17-016281
RiverNorth Marketplace Lending Corp · RMPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W. Galley
Officer — President · Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 21, 2017 | P | 200 | $25.20 | A | 60,200 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 21, 2017 | P | 400 | $25.29 | A | 60,600 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 26, 2017 | P | 1,000 | $25.29 | A | 61,600 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 26, 2017 | P | 700 | $25.28 | A | 62,300 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 26, 2017 | P | 100 | $25.30 | A | 62,400 | D |
Table II — derivative securities
No Table II lines on this filing.