SEC Form 4 · accession 0001398344-18-000436
RiverNorth Marketplace Lending Corp · RMPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W. Galley
Officer — President · Director
Period of report
Jan 9, 2018
Accepted (ET)
Jan 10, 2018 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Jan 9, 2018 | P | 10,000 | $25.30 | A | 72,400 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Jan 9, 2018 | P | 5,000 | $25.27 | A | 77,400 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Jan 9, 2018 | P | 5,000 | $25.26 | A | 82,400 | D |
Table II — derivative securities
No Table II lines on this filing.