SEC Form 4 · accession 0000913849-17-000305
RiverNorth Marketplace Lending Corp · RMPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W. Galley
Officer — PRESIDENT · Director
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2017 | P | 15,748 | $24.93 | A | 55,326 | D | |
| Common StockF1 | holding | — | — | — | 34,221 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares had been previously reported as directly beneficially owned in the reporting person's Form 4 filed on 11/10/2016.