SEC Form 4 · accession 0001398344-18-018351
RiverNorth Marketplace Lending Corp · RMPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick W. Galley
Officer — President · Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 19, 2018 | P | 148 | $24.8034 | A | 84,509 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 19, 2018 | P | 852 | $24.754 | A | 85,361 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 19, 2018 | P | 1,890 | $24.7026 | A | 87,251 | D | |
| RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Dec 20, 2018 | P | 1,000 | $24.665 | A | 88,251 | D |
Table II — derivative securities
No Table II lines on this filing.