SEC Form 4 · accession 0001647173-18-000002
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S. Oakes
Director
Period of report
Nov 7, 2018
Accepted (ET)
Dec 17, 2018 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Nov 7, 2018 | P | 369 | $16.93 | A | 1,475 | D |
Table II — derivative securities
No Table II lines on this filing.