Form4insider filings, from the source

Insider · CIK 0001647173

John S. Oakes

Files at: RIV, RMI, OPP, RMPL, RARB. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $16k · 2sales $0 · 0net $16k
$10k$10k$100k$100k$1M$1MbuyssalesJan 2016Jun 2016Dec 2016Jun 2017Nov 2017May 2018Nov 2018

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Nov 7, 2018 PForm 4 →Dec 17, 11:02 am ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV369$16.93$6,2471,475+33.4% plan? late
Nov 15, 2017 AForm 4 →Nov 17, 11:23 am ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV667$19.54$13,0331,167— plan?
Jan 5, 2016 PForm 4 →Jan 6, 4:59 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV500$19.85$9,925500— plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.