SEC Form 3 · accession 0000314984-26-000044
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
THRIVENT FINANCIAL FOR LUTHERANS
10% Owner
Period of report
Sep 18, 2026
Accepted (ET)
Sep 21, 2026 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Mandatory Redeemable Preferred Shares, Series B | holding | — | — | — | 740,000 | D |
Table II — derivative securities
No Table II lines on this filing.