Form4insider filings, from the source

Insider · CIK 0001447578

RIVERNORTH CAPITAL MANAGEMENT, LLC

Files at: RMI, RIV, RMPL, FTF, OPP, PHF, AKP, AFB and 1 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $8.6M · 3sales $4.7M · 38net $3.9M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesDec 2015Jun 2016Dec 2016May 2017Nov 2017May 2018Oct 2018

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Oct 26, 2018 PForm 4 →Oct 30, 3:27 pm EDTRiverNorth Opportunistic Municipal Income Fund, Inc.RMI5,010$20.00$100,2005,010— plan?
Jun 13, 2018 SForm 4 →Jun 15, 1:59 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV4,178$21.51$89,861195,763−2.09% plan?
Jun 11, 2018 SForm 4 →Jun 13, 4:30 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV8,817$21.47$189,274199,941−4.22% plan?
Jun 7, 2018 SForm 4 →Jun 11, 10:54 am EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV7,071$21.43$151,538208,758−3.28% plan?
Jun 5, 2018 SForm 4 →Jun 7, 3:37 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV7,500$21.38$160,340215,829−3.36% plan?
Jun 1, 2018 SForm 4 →Jun 5, 3:02 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV10,445$21.37$223,183223,329−4.47% plan?
May 29, 2018 SForm 4 →May 31, 3:46 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV12,500$21.27$265,895233,774−5.08% plan?
Apr 11, 2018 SForm 4 →Apr 17, 4:42 pm EDTRiverNorth Marketplace Lending CorpRMPLX41,369$23.96$991,2010−100% plan? late
Jan 10, 2018 SForm 4 →Jan 12, 4:11 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV7,400$20.74$153,476246,274−2.92% plan?
Jan 8, 2018 SForm 4 →Jan 10, 3:26 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV14,000$20.67$289,380253,674−5.23% plan?
Jan 3, 2018 SForm 4 →Jan 5, 11:36 am ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV5,300$20.28$107,484272,674−1.91% plan?
Jan 2, 2018 SForm 4 →Jan 3, 3:51 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV13,000$20.10$261,240272,974−4.55% plan?
Dec 21, 2017 SForm 4 →Dec 26, 4:58 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV13,442$19.75$265,477285,974−4.49% plan?
Oct 30, 2017 SForm 4 →Oct 31, 2:39 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV RT17,860$0.2344$4,186261,867−6.38% plan?
Oct 23, 2017 SForm 4 →Oct 25, 4:56 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV RT19,691$0.22$4,332279,727−6.58% plan?
Oct 9, 2017 SForm 4 →Oct 13, 11:46 am EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV14,374$21.01$301,983299,416−4.58% plan? late
Oct 5, 2017 SForm 4 →Oct 10, 12:49 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV7,000$20.72$145,01062,136−10.1% plan? late
Sep 18, 2017 SForm 4 →Sep 20, 2:10 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV3,700$21.09$78,033320,790−1.14% plan?
Sep 14, 2017 SForm 4 →Sep 18, 2:37 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV800$21.12$16,894324,490−0.25% plan?
Sep 8, 2017 SForm 4 →Sep 12, 3:56 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV2,800$21.01$58,835325,290−0.85% plan?
Sep 5, 2017 SForm 4 →Sep 7, 4:56 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV8,300$21.09$175,060328,090−2.47% plan?
Aug 8, 2017 DForm 4 →Aug 10, 3:00 pm EDTFRANKLIN LTD DURATION INCOME TRUSTFTF1,820——0— plan?
May 18, 2017 SForm 4 →May 22, 4:32 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV1,300$19.85$25,808336,390−0.38% plan?
May 16, 2017 SForm 4 →May 18, 12:41 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV415$19.98$8,292337,690−0.12% plan?
Apr 24, 2017 SForm 4 →Apr 26, 5:05 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV2,000$19.97$39,940338,105−0.59% plan?
Apr 20, 2017 SForm 4 →Apr 24, 5:24 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV2,000$19.95$39,895340,105−0.58% plan?
Apr 19, 2017 SForm 4 →Apr 21, 10:22 am EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV1,600$19.81$31,699342,105−0.47% plan?
Apr 13, 2017 SForm 4 →Apr 18, 3:47 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV4,300$19.81$85,186343,705−1.24% plan?
Apr 11, 2017 SForm 4 →Apr 13, 5:54 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV4,200$19.94$83,740348,005−1.19% plan?
Apr 7, 2017 SForm 4 →Apr 11, 5:18 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV3,136$19.80$62,106352,205−0.88% plan?
Apr 5, 2017 SForm 4 →Apr 7, 6:40 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV2,000$19.71$39,420355,341−0.56% plan?
Apr 3, 2017 SForm 4 →Apr 6, 10:03 am EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV2,600$19.69$51,201357,341−0.72% plan? late
Mar 30, 2017 SForm 4 →Apr 3, 7:12 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV3,398$19.65$66,781359,941−0.94% plan?
Mar 21, 2017 SForm 4 →Mar 23, 5:36 pm EDTRIVERNORTH OPPORTUNITIES FUND, INC.RIV2,000$19.60$39,200363−84.6% plan?
Mar 8, 2017 SForm 4 →Mar 10, 5:04 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV6,200$19.66$121,867365,339−1.67% plan?
Feb 27, 2017 SForm 4 →Mar 1, 3:27 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV500$19.90$9,950371,539−0.13% plan?
Feb 27, 2017 SForm 4 →Mar 1, 10:27 am ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV1,000$19.85$19,850372,039−0.27% plan?
Feb 17, 2017 SForm 4 →Feb 22, 2:16 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV499$19.81$9,885373,039−0.13% plan?
Feb 10, 2017 SForm 4 →Feb 14, 3:10 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV962$19.92$19,159373,538−0.26% plan?
Feb 6, 2017 SForm 4 →Feb 8, 6:09 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV500$19.83$9,915374,500−0.13% plan?
Oct 27, 2016 PForm 4 →Nov 2, 4:32 pm EDTFRANKLIN LTD DURATION INCOME TRUSTFTF24——1,820— plan? late
Sep 22, 2016 PForm 4 →Dec 6, 4:08 pm ESTRiverNorth Marketplace Lending CorpRMPLX40,000$25.00$1,000,00040,000— plan? late
Aug 18, 2016 PForm 4 →Aug 22, 8:42 pm EDTFRANKLIN LTD DURATION INCOME TRUSTFTF7——1,796— plan?
Apr 13, 2016 SForm 4 →May 5, 3:29 pm EDTPACHOLDER HIGH YIELD FUND INCPHF985——0— plan? late
Dec 29, 2015 PForm 4 →Dec 30, 4:13 pm ESTRIVERNORTH OPPORTUNITIES FUND, INC.RIV375,000$20.00$7,500,000375,000— plan?
Sep 1, 2015 SForm 4 →Sep 23, 7:37 pm EDTALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB1,019——0— plan? late
Sep 1, 2015 SForm 4 →Sep 23, 7:34 pm EDTALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP1,474———— plan? late

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.