SEC Form 4 · accession 0000913849-17-000144
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Apr 11, 2017
Accepted (ET)
Apr 13, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2017 | S | 1,000 | $19.89 | D | 351,205 | D | |
| Common Stock | Apr 11, 2017 | S | 1,000 | $19.91 | D | 350,205 | D | |
| Common Stock | Apr 11, 2017 | S | 1,200 | $19.95 | D | 349,005 | D | |
| Common Stock | Apr 12, 2017 | S | 1,000 | $20.00 | D | 348,005 | D |
Table II — derivative securities
No Table II lines on this filing.