SEC Form 4 · accession 0000913849-17-000126
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | S | 1,500 | $19.6487 | D | 370,039 | D | |
| Common Stock | Mar 8, 2017 | S | 1,500 | $19.6741 | D | 368,539 | D | |
| Common Stock | Mar 9, 2017 | S | 1,800 | $19.67 | D | 366,739 | D | |
| Common Stock | Mar 9, 2017 | S | 1,300 | $19.6208 | D | 365,439 | D | |
| Common Stock | Mar 9, 2017 | S | 100 | $19.70 | D | 365,339 | D |
Table II — derivative securities
No Table II lines on this filing.