SEC Form 4 · accession 0000913849-15-000258
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND · AKP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
RIVERNORTH CAPITAL MANAGEMENT, LLC
10% Owner
RIVERNORTH CAPITAL PARTNERS, L.P.
10% Owner
Period of report
Sep 1, 2015
Accepted (ET)
Sep 23, 2015 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate Preferred SharesF1,F2,F3,F4 | Sep 1, 2015 | S$0 | 1,474 | — | D | — | I | By Affiliates |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Auction Rate Preferred Shares are beneficially owned by RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners L.P. RiverNorth Capital Management, LLC is the general partner of RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P.
- F2The Auction Rate Preferred Shares reported herein represent the combined holdings in two series of Auction Rate Preferred Shares, which are treated herein as one class of securities for purposes of this report.
- F3Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
- F494% of Par.