SEC Form 4 · accession 0000913849-17-000151
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Apr 13, 2017
Accepted (ET)
Apr 18, 2017 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 13, 2017 | S | 1,200 | $19.85 | D | 346,805 | D | |
| Common Stock | Apr 13, 2017 | S | 1,000 | $19.80 | D | 345,805 | D | |
| Common Stock | Apr 13, 2017 | S | 1,000 | $19.786 | D | 344,805 | D | |
| Common Stock | Apr 17, 2017 | S | 1,000 | $19.79 | D | 343,805 | D | |
| Common Stock | Apr 17, 2017 | S | 100 | $19.90 | D | 343,705 | D |
Table II — derivative securities
No Table II lines on this filing.