SEC Form 4 · accession 0000913849-16-000520
PACHOLDER HIGH YIELD FUND INC · PHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
RIVERNORTH CAPITAL MANAGEMENT, LLC
10% Owner
RIVERNORTH CAPITAL PARTNERS, L.P.
10% Owner
Period of report
Apr 13, 2016
Accepted (ET)
May 5, 2016 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000837951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate Cumulative Preferred SharesF1,F2,F3 | Apr 13, 2016 | S$0 | 985 | — | D | 0 | I | By Affiliates |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Auction Rate Preferred Shares are beneficially owned by RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P. RiverNorth Capital Management, LLC is the general partner of RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P.
- F2Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
- F395.5% of Par.
Remarks
-