SEC Form 4 · accession 0000913849-17-000101
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | S | 500 | $19.87 | D | 374,000 | D | |
| Common Stock | Feb 10, 2017 | S | 262 | $19.90 | D | 373,738 | D | |
| Common Stock | Feb 13, 2017 | S | 200 | $20.05 | D | 373,538 | D |
Table II — derivative securities
No Table II lines on this filing.