SEC Form 4 · accession 0000913849-17-000266
FRANKLIN LTD DURATION INCOME TRUST · FTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
RIVERNORTH CAPITAL MANAGEMENT, LLC
10% Owner
RIVERNORTH CAPITAL PARTNERS, L.P.
10% Owner
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001233087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate Preferred SharesF1,F2 | Aug 8, 2017 | D | 1,820 | — | D | 0 | I | By Affiliates |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
- F294% of par.