SEC Form 4 · accession 0000913849-17-000153
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 10:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2017 | S | 1,000 | $19.801 | D | 342,705 | D | |
| Common Stock | Apr 19, 2017 | S | 600 | $19.83 | D | 342,105 | D |
Table II — derivative securities
No Table II lines on this filing.