SEC Form 4 · accession 0000913849-17-000142
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2017 | S | 1,000 | $19.76 | D | 354,341 | D | |
| Common Stock | Apr 7, 2017 | S | 1,000 | $19.80 | D | 353,341 | D | |
| Common Stock | Apr 7, 2017 | S | 136 | $19.82 | D | 353,205 | D | |
| Common Stock | Apr 10, 2017 | S | 1,000 | $19.85 | D | 352,205 | D |
Table II — derivative securities
No Table II lines on this filing.