SEC Form 4 · accession 0000913849-16-000513
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Schmucker
Other
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | P | 322 | $19.00 | A | 29,322 | D | |
| Common Stock | Apr 28, 2016 | P | 1,678 | $19.25 | A | 31,000 | D |
Table II — derivative securities
No Table II lines on this filing.