SEC Form 4 · accession 0001398344-18-016807
RIVERNORTH OPPORTUNITIES FUND, INC. · RIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian H Schmucker
Other
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | A | 5,000 | $16.20 | A | 59,166 | D | |
| Common Stock | Nov 20, 2018 | A | 2,000 | $16.38 | A | 61,166 | D |
Table II — derivative securities
No Table II lines on this filing.