Form4insider filings, from the source

Company · CIK 0001082506 · SIC 7372 — Services-Prepackaged Software

Great Elm Capital Group, Inc. · GEC

Insider activity reported against this company. All insider holders · Files at: GECC. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market activity at this companybuys $33.5M · 38sales $19.6M · 3net $13.9M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesMay 2015Jan 2016Aug 2016Apr 2017Dec 2017Jul 2018Mar 2019

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Mar 12, 2019 PForm 4 →Mar 14, 5:45 pm EDTJames P ParmeleeDirector4,000$3.75$15,00049,739+8.75% plan?
Mar 1, 2019 PForm 4 →Mar 5, 6:59 pm ESTPeter A ReedChief Executive Officer, Director359$3.40$1,221758,889+0.05% plan?
Feb 26, 2019 PForm 4 →Feb 28, 6:09 pm ESTPeter A ReedChief Executive Officer, Director7,102$3.45$24,502758,530+0.95% plan?
Feb 22, 2019 PForm 4 →Feb 26, 6:17 pm ESTPeter A ReedChief Executive Officer, Director7,468$3.47$25,950751,428+1.00% plan?
Feb 19, 2019 PForm 4 →Feb 21, 6:07 pm ESTPeter A ReedChief Executive Officer, Director1,223$3.41$4,165743,960+0.16% plan?
Feb 13, 2019 PForm 4 →Feb 15, 5:29 pm ESTPeter A ReedChief Executive Officer, Director3,997$3.35$13,372742,737+0.54% plan?
Feb 13, 2019 PForm 4 →Feb 15, 5:27 pm ESTBrent J PearsonChief Accounting Officer2,500$3.44$8,6002,500— plan?
Dec 7, 2018 PForm 4 →Dec 11, 6:51 pm ESTPeter A ReedChief Executive Officer, Director7,317$3.63$26,563738,740+1.00% plan?
Dec 4, 2018 PForm 4 →Dec 7, 6:20 pm ESTPeter A ReedChief Executive Officer, Director1,566$3.65$5,716731,423+0.21% plan?
Nov 30, 2018 PForm 4 →Dec 4, 4:26 pm ESTPeter A ReedChief Executive Officer, Director2,897$3.65$10,574729,857+0.40% plan?
Nov 15, 2018 PForm 4 →Nov 19, 7:49 pm ESTPeter A ReedChief Executive Officer, Director2,118$3.35$7,095726,960+0.29% plan?
Nov 13, 2018 PForm 4 →Nov 15, 3:48 pm ESTPeter A ReedChief Executive Officer, Director26,032$3.48$90,533724,842+3.73% plan?
Nov 7, 2018 AForm 4 →Nov 9, 9:42 pm ESTJeffrey SerotaDirector35,627——52,387— plan?
Nov 7, 2018 AForm 4 →Nov 9, 9:41 pm ESTThomas S HarbinDirector20,535——59,747— plan?
Nov 7, 2018 AForm 4 →Nov 9, 9:38 pm ESTHugh Steven WilsonDirector35,627——141,165— plan?
Nov 7, 2018 AForm 4 →Nov 9, 9:37 pm ESTJames P ParmeleeDirector27,380——45,739— plan?
Nov 7, 2018 AForm 4 →Nov 9, 9:36 pm ESTMark A SnellDirector35,627——52,387— plan?
Nov 7, 2018 AForm 4 →Nov 9, 9:35 pm ESTMatthew A DrapkinDirector30,560——49,791— plan?
May 29, 2018 PForm 4 →May 30, 4:40 pm EDTPeter A ReedChief Executive Officer, Director7,800$3.80$29,640698,810+1.13% plan?
May 25, 2018 PForm 4 →May 25, 7:09 pm EDTAdam M KleinmanSee Remarks20,000$3.80$76,000313,181+6.82% plan?
May 24, 2018 PForm 4 →May 25, 7:08 pm EDTPeter A ReedChief Executive Officer, Director77,170$3.80$293,138691,010+12.6% plan?
Nov 22, 2017 PForm 4 →Nov 27, 4:05 pm ESTPeter A ReedChief Executive Officer, Director41,315$3.80$156,832613,840+7.22% plan?
Nov 21, 2017 PForm 4 →Nov 22, 4:05 pm ESTAdam M KleinmanSee Remarks10,000$3.75$37,500293,181+3.53% plan?
Nov 20, 2017 PForm 4 →Nov 22, 4:07 pm ESTPeter A ReedChief Executive Officer, Director160,328$3.75$601,230572,525+38.9% plan?
Nov 13, 2017 PForm 4 →Aug 21, 2018, 7:58 pm EDTThomas S HarbinDirector21,281$3.58$76,13639,212+119% plan? late
Nov 13, 2017 PForm 4 →Nov 15, 4:54 pm ESTAdam M KleinmanSee Remarks20,000$3.65$73,000283,181+7.60% plan?
Nov 13, 2017 PForm 4 →Nov 15, 4:49 pm ESTPeter A ReedChief Executive Officer, Director48,357$3.65$176,503412,197+13.3% plan?
Nov 9, 2017 PForm 4 →Nov 13, 5:04 pm ESTAdam M KleinmanSee Remarks30,000$3.65$109,500263,181+12.9% plan?
Nov 9, 2017 PForm 4 →Nov 13, 4:33 pm ESTPeter A ReedChief Executive Officer, Director70,000$3.64$254,833455,507+18.2% plan?
Oct 17, 2017 AForm 4 →Dec 5, 6:34 pm ESTThomas S HarbinDirector17,931——17,931— plan? late
Oct 4, 2017 PForm 4 →Oct 5, 4:38 pm EDTMatthew A DrapkinDirector1,266,000$3.61$4,572,2862,402,792+111% plan?
Sep 25, 2017 PForm 4 →Oct 10, 4:07 pm EDTJohn J WoodsChief Financial Officer10,000$3.64$36,40010,000— plan? late
Jun 20, 2017 AForm 4 →Aug 1, 12:19 pm EDTJames P ParmeleeDirector18,359——18,359— plan? late
May 18, 2017 AForm 4 →May 19, 2:12 pm EDTMatthew A DrapkinDirector19,231——19,231— plan?
May 12, 2017 PForm 4 →May 19, 9:42 pm EDTHugh Steven WilsonDirector18,000$3.30$59,382105,538+20.6% plan? late
May 12, 2017 SForm 4 →May 16, 5:29 pm EDTMast Capital Management, LLC +110% Owner2,108,178$3.33$7,013,8270−100% plan?
May 12, 2017 PForm 4 →May 15, 8:27 pm EDTMatthew A DrapkinDirector1,136,792$3.35$3,808,2531,136,792— plan?
Mar 31, 2017 FForm 4 →Apr 6, 4:58 pm EDTRichard ChernicoffCHIEF EXECUTIVE OFFICER, Director188$3.30$620187,637— plan? late
Jan 10, 2017 AForm 4 →Jan 12, 6:09 am ESTMark A SnellDirector16,760——16,760— plan?
Jan 10, 2017 AForm 4 →Jan 12, 6:07 am ESTHugh Steven WilsonDirector16,760——87,091— plan?
Jan 10, 2017 AForm 4 →Jan 12, 6:06 am ESTJeffrey SerotaDirector16,760——16,760— plan?
Jan 5, 2017 PForm 4/A →Jan 9, 8:41 pm ESTHugh Steven WilsonDirector34,236$3.58$122,70270,331+94.8% plan?
Jan 4, 2017 PForm 4 →Jan 5, 4:51 pm ESTHugh Steven WilsonDirector33,700$3.61$121,71553,795+168% plan?
Dec 30, 2016 PForm 4/A →Jun 2, 2017, 5:31 pm EDTMast Capital Management, LLC +110% Owner64,584$3.29$212,481285,507+29.2% plan?
Dec 30, 2016 PForm 4/A →May 19, 2017, 9:41 pm EDTRichard ChernicoffCHIEF EXECUTIVE OFFICER, Director15,484$3.29$50,942188,362+8.96% plan?
Dec 30, 2016 PForm 4/A →May 19, 2017, 9:40 pm EDTPeter A ReedCIO & PRESIDENT, Director64,584$3.29$212,481385,507+20.1% plan?
Dec 30, 2016 PForm 4/A →May 19, 2017, 9:40 pm EDTHugh Steven WilsonDirector12,903$3.29$42,45120,542+169% plan?
Dec 30, 2016 PForm 4/A →May 16, 2017, 4:45 pm EDTMast Capital Management, LLC +110% Owner62,341$3.29$205,102283,264+28.2% plan? amended
Dec 30, 2016 PForm 4 →Apr 20, 2017, 4:52 pm EDTMast Capital Management, LLC +110% Owner2,362,523$3.29$7,772,7011,947,735— plan? late
Dec 30, 2016 PForm 4 →Jan 4, 2017, 6:09 am ESTRichard ChernicoffCHIEF EXECUTIVE OFFICER, Director14,947$3.29$49,176187,825+8.65% plan? amended
Dec 30, 2016 PForm 4 →Jan 4, 2017, 6:06 am ESTHugh Steven WilsonDirector12,456$3.29$40,98020,095+163% plan? amended
Dec 30, 2016 PForm 4 →Jan 4, 2017, 6:06 am ESTPeter A ReedCIO & PRESIDENT, Director62,341$3.29$205,102383,264+19.4% plan? amended
Dec 23, 2016 PForm 4 →Jan 5, 2017, 4:49 pm ESTJames D WheatChief Financial Officer24,000$3.29$78,84025,000+2,400% plan? late
Nov 3, 2016 PXForm 4/A →Jun 2, 2017, 5:31 pm EDTMast Capital Management, LLC +110% Owner2,521,105$3.29$7,567,5991,947,735— plan?
Nov 3, 2016 PXForm 4/A →May 16, 2017, 4:45 pm EDTMast Capital Management, LLC +110% Owner2,521,105$3.29$7,567,5991,947,735— plan? amended
Nov 3, 2016 PForm 4 →Apr 20, 2017, 4:52 pm EDTMast Capital Management, LLC +110% Owner220,923——220,923— plan? late
Nov 3, 2016 AForm 4 →Nov 7, 6:02 pm ESTPeter A ReedSee Remarks, Director220,923——320,923— plan?
Sep 30, 2016 PForm 4 →Oct 3, 2:26 pm EDTJames D WheatChief Financial Officer1,000$4.70$4,7001,000— plan?
Jun 30, 2016 MForm 4 →Aug 10, 4:10 pm EDTPhilip A VachonDirector6,002——30,464— plan? late
Jan 6, 2016 AForm 4 →Jan 8, 5:10 pm ESTHugh Steven WilsonDirector7,639——7,639— plan?
Dec 4, 2015 AForm 4/A →Nov 14, 2017, 4:36 pm ESTPeter A ReedChief Executive Officer, Director8,333——8,333— plan?
Dec 4, 2015 AForm 4 →Dec 15, 5:49 pm ESTRichard ChernicoffDirector100,000——172,878— plan? late
Dec 4, 2015 AForm 4 →Dec 15, 5:45 pm ESTJess M RavichDirector100,000——100,000— plan? late
Dec 4, 2015 AForm 4 →Dec 15, 5:44 pm ESTTaylor O HarmelingDirector100,000——100,000— plan? late
Dec 4, 2015 AForm 4 →Dec 15, 5:43 pm ESTPhilip A VachonDirector100,000——293,551— plan? late
Dec 4, 2015 AForm 4 →Dec 15, 5:42 pm ESTPeter A ReedDirector100,000——100,000— plan? late amended
Oct 28, 2015 PForm 4 →Oct 28, 6:16 pm EDTMast Capital Management, LLC +110% Owner8,849,389$0.8765$7,756,48910,117,671+698% plan?
Oct 28, 2015 SForm 4 →Oct 28, 6:16 pm EDTMast Capital Management, LLC +110% Owner8,849,389$0.8765$7,756,4890−100% plan?
Aug 14, 2015 PForm 4 →Aug 18, 9:00 am EDTMast Capital Management, LLC +110% Owner6,568,780$1.00$6,568,7801,268,282— plan?
Jun 30, 2015 FForm 4 →Jul 2, 3:42 pm EDTDaniel MendezExecutive Vice President16,531$0.62$10,249614,777— plan?
Jun 30, 2015 FForm 4 →Jul 2, 3:39 pm EDTTimothy M. RobbinsExecutive Vice President22,925$0.62$14,214513,626— plan?
May 29, 2015 SForm 4 →Jun 1, 5:41 pm EDTIndaba Capital Management, L.P. +4Other5,500,000$0.8829$4,855,9506,568,780−45.6% plan?
May 20, 2015 DForm 4 →May 22, 5:22 pm EDTAndrew Macdonald DodgeDirector54,878——0— plan?
May 20, 2015 DForm 4 →May 22, 5:19 pm EDTIndaba Capital Management, L.P. +4Director, 10% Owner54,878——12,068,780— plan?
Mar 31, 2015 FForm 4 →Apr 2, 6:31 am EDTTimothy M. RobbinsExecutive Vice President26,800$0.57$15,276536,551— plan?
Mar 31, 2015 FForm 4 →Apr 2, 6:30 am EDTDaniel MendezExecutive Vice President20,406$0.57$11,631631,308— plan?
Feb 3, 2015 AForm 4 →Feb 5, 9:03 pm ESTIndaba Capital Management, L.P. +4Director, 10% Owner54,878——12,123,658— plan?
Feb 3, 2015 AForm 4 →Feb 5, 8:46 pm ESTAndrew Macdonald DodgeDirector54,878——54,878— plan?
Apr 1, 2013 FForm 4 →Mar 5, 2015, 9:42 pm ESTTimothy M. RobbinsExecutive Vice President186,649$1.80$336,308563,351— plan? late
Apr 1, 2013 FForm 4 →Mar 5, 2015, 9:41 pm ESTDaniel MendezExecutive Vice President148,286$1.82$270,005651,714— plan? late

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Nov 7, 2018 AForm 4 →Nov 9, 9:42 pm ESTBrent J PearsonChief Accounting Officer40,000——40,000—
Mar 15, 2018 AForm 4 →Mar 26, 6:17 pm EDTJohn J WoodsChief Financial Officer55,680——55,680— late
Sep 18, 2017 AForm 4 →Sep 25, 3:06 pm EDTAdam M KleinmanSee Remarks407,175——194,175— late
Sep 18, 2017 AForm 4 →Sep 20, 4:53 pm EDTPeter A ReedChief Executive Officer, Director674,165——461,165—
Dec 9, 2016 PXForm 4/A →Jun 2, 2017, 5:31 pm EDTMast Capital Management, LLC +110% Owner2,354,915——0—
Dec 9, 2016 PXForm 4/A →May 16, 2017, 4:45 pm EDTMast Capital Management, LLC +110% Owner2,354,915——0— amended
Dec 9, 2016 PForm 4 →Apr 20, 2017, 4:52 pm EDTMast Capital Management, LLC +110% Owner54,733——54,733— late
Jul 18, 2016 AForm 4 →Jul 20, 6:47 pm EDTRichard ChernicoffCHIEF EXECUTIVE OFFICER, Director141,437——141,437—
Jun 30, 2016 MForm 4 →Aug 10, 4:10 pm EDTPhilip A VachonDirector6,002——0— late
Nov 2, 2015 AForm 4 →Nov 6, 8:02 pm ESTJames D WheatChief Financial Officer500,000——500,000— late
Jul 30, 2015 AForm 4 →Aug 3, 4:17 pm EDTNoah D MeselEVP, GC and Secretary750,000——750,000—
Jun 1, 2015 AForm 4 →Jun 3, 5:34 pm EDTBoris TekslerCEO and President, Director5,049,602——5,049,602—

Filed by this entity as an insider elsewhere — common stock

No reported common-stock activity in this period.

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.