SEC Form 4 · accession 0000899243-19-005299
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Reed
Officer — Chief Executive Officer · Director
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2019 | P | 2,102 | $3.45 | A | 753,530 | D | |
| Common StockF1 | Feb 27, 2019 | P | 5,000 | $3.45 | A | 758,530 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 220,923 shares of unvested restricted stock.