SEC Form 4 · accession 0000899243-16-011407
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh Steven Wilson
Director
Period of report
Jan 6, 2016
Accepted (ET)
Jan 8, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 6, 2016 | A | 7,639 | $0.00 | A | 7,639 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was awarded restricted stock units that vest in full on December 4, 2016 contingent upon continued service as a member of the board of directors of the Issuer.