SEC Form 4 · accession 0000899243-19-004908
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Reed
Officer — Chief Executive Officer · Director
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2019 | P | 3,700 | $3.50 | A | 747,660 | D | |
| Common StockF1 | Feb 25, 2019 | P | 3,768 | $3.45 | A | 751,428 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 220,923 shares of unvested restricted stock.