SEC Form 4 · accession 0000899243-17-000461
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Wheat
Officer — Chief Financial Officer
Period of report
Dec 23, 2016
Accepted (ET)
Jan 5, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 23, 2016 | P | 24,000 | $3.285 | A | 25,000 | D |
Table II — derivative securities
No Table II lines on this filing.