SEC Form 4 · accession 0000899243-18-029002
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Reed
Officer — Chief Executive Officer · Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2018 | P | 15,925 | $3.47 | A | 714,735 | D | |
| Common StockF1 | Nov 14, 2018 | P | 10,107 | $3.49 | A | 724,842 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 220,923 shares of unvested restricted stock.