SEC Form 4 · accession 0000899243-17-000464
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh Steven Wilson
Director
Period of report
Jan 4, 2017
Accepted (ET)
Jan 5, 2017 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 4, 2017 | P | 16,000 | $3.68 | A | 36,095 | D | |
| COMMON STOCKF2 | Jan 5, 2017 | P | 17,700 | $3.55 | A | 53,795 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sales price for a number of transactions effected at prices ranging from $3.65 to $3.70. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F2Represents the weighted average sales price for a number of transactions effected at prices ranging from $3.546 to $3.55. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.