Insider · CIK 0001715823
Adam M Kleinman
Files at: GEG, GECC, GEC. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2026 AFForm 4 → | Sep 23, 4:27 pm EDT | Great Elm Capital Corp.GECC | 19,534 | $5.37 | $18,532 | 57,229 | — | |
| Sep 21, 2026 AFForm 4 → | Sep 23, 4:26 pm EDT | Great Elm Group, Inc.GEG | 57,471 | $2.15 | $37,339 | 608,131 | — | |
| Nov 20, 2018 PForm 4 → | Nov 21, 4:20 pm EST | Great Elm Capital Corp.GECC | 6,000 | $8.05 | $48,300 | 15,000 | +66.7% | plan? |
| Nov 15, 2018 PForm 4 → | Nov 19, 7:57 pm EST | Great Elm Capital Corp.GECC | 9,000 | $8.06 | $72,540 | 9,000 | — | plan? |
| May 25, 2018 PForm 4 → | May 25, 7:09 pm EDT | Great Elm Capital Group, Inc.GEC | 20,000 | $3.80 | $76,000 | 313,181 | +6.82% | plan? |
| Nov 21, 2017 PForm 4 → | Nov 22, 4:05 pm EST | Great Elm Capital Group, Inc.GEC | 10,000 | $3.75 | $37,500 | 293,181 | +3.53% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:54 pm EST | Great Elm Capital Group, Inc.GEC | 20,000 | $3.65 | $73,000 | 283,181 | +7.60% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:04 pm EST | Great Elm Capital Group, Inc.GEC | 30,000 | $3.65 | $109,500 | 263,181 | +12.9% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2026 AForm 4 → | Sep 23, 4:26 pm EDT | Great Elm Group, Inc.GEG | 40,000 | — | — | 40,000 | — | |
| Sep 18, 2017 AForm 4 → | Sep 25, 3:06 pm EDT | Great Elm Capital Group, Inc.GEC | 407,175 | — | — | 194,175 | — | late |