SEC Form 4 · accession 0000899243-18-029552
Great Elm Capital Corp. · GECC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam M Kleinman
Officer — Chief Compliance Officer
Period of report
Nov 20, 2018
Accepted (ET)
Nov 21, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001675033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | P | 6,000 | $8.05 | A | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.