SEC Form 4 · accession 0001209191-15-049730
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Boris Teksler
Officer — CEO and President · Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.6797 | Jun 1, 2015 | A | 5,049,602 | D | — | Jun 1, 2025 | Common Stock | 5,049,602 | 5,049,602 | D |
Explanation of responses
- F1The options vest with respect to one third of the underlying shares of Common Stock on June 1, 2016, and thereafter, in equal monthly installments over the following two years, contingent upon the Reporting Person's continuous service with the Issuer.