SEC Form 4 · accession 0000899243-17-000157
Great Elm Capital Group, Inc. · GEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard Chernicoff
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 6:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001082506
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 30, 2016 | P | 14,947 | $3.29 | A | 187,825 | D |
Table II — derivative securities
No Table II lines on this filing.